Required Audit Executive - Mumbai

Designation: Audit Executive

Department:& Audit Authorised Persons

Location: Sion & GTB Nagar, Mumbai

Work Timings: 10:30 AM to 7:30 PM (Monday to Friday)

Engagement Type: Full-time

Role Responsibilities & & & & & & & Conduct internal audits of Authorized Persons under stockbrokers & & & & & & & Execute physical as well as virtual audits for Authorized Persons. & & & & & & & Review and assess compliance of SEBI and exchange & & & & & & & Assist in designing and executing audit programs and testing strategies & & & & & & & Identify gaps, share findings with clients, and suggest actionable improvements & & & & & & & Ensure timely and accurate documentation and audit reporting & & & & & & & Coordinate with team members and support overall audit delivery